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See IOSCO, Principles for the Supervision of Financial Conglomerates (1992), at 3; Joint Forum, Supervision of Financial Conglomerates (1998), at 64; European Commission, Directive 2002/87/EC (Financial Conglomerate Directive) (2002), Art. 2.
Charles Goodhart, et al., Financial Regulation: Why, How and Where Now? Routledge, 1998, at 148, 156.
See Roberta S. Karmel, Functional Regulation, 501 Practicing Law Inst./ Corp 9, 9 (1985).
参见杨勇：《金融集团法律问题研究》，前注8, 第190页。
GLBA第二章章名即为“功能监管”。See GLBA, 113 Stat. 1338 (1999), Title 2.
James A. Leach, Modernization of Financial Institutions, 25 Iowa J. Corp. L. 681, 688 (2000).
GLBA, §111.
See Martínez & Rose, International Survey of Integrated Financial Sector Supervision, supra note 9, at 2; Brown, Why the United States Needs a Single Financial Services Agency, Supra note 8, at 92-93.
See Brown, Why the United States Needs a Single Financial Services Agency, Supra note 8, Part V (at 74-87).
参见诺顿：《全球金融改革视角下的单一监管者模式：对英国FSA经验的批判性重估》，前注5，第544页。
有15个国家参加此项调查。See José de Luna Martínez & Thomas A. Rose, International Survey of Integrated Financial Sector Supervision, supra note 9, at 10.
See Jonathan R. Macey, The Business of Banking: Before and After Gramm-Leach-Bliley, 25 Iowa J. Corp. L. 691, 709 (2000).
Id., at 698-99, 707.
See Martínez & Rose, International Survey of Integrated Financial Sector Supervision, supra note 9, at 9 (FN.8).
参见诺顿：《全球金融改革视角下的单一监管者模式：对英国FSA经验的批判性重估》，前注5，第567页。
See Sundeep Tucker, FSA Examines Governance of Retail Investment Fund Sector, Fin. Times, May 7, 2004; Eilis Ferran, Do Financial Supermarkets Need Super Regulators: The United Kingdom’s Experience in Adopting the Single Financial Regulator Model, 28 Brooklyn J. Int''l L. 257 (2003), n133, 135.
See Martínez & Rose, International Survey of Integrated Financial Sector Supervision, supra note 9, at 31-32.
See Donato Masciandaro, Financial Supervision Architectures and the Role of Central Banks, 18 Transnat''l Law. 351, 367-68 (2005).
参见中国人民银行《2006年中国金融市场发展报告》总论（2007年5月），载http://www.pbc.gov.cn/detail.asp?col=100&id=2210，最后访问于2007年6月4日。
See Martínez & Rose, International Survey of Integrated Financial Sector Supervision, supra note 9, at 12.
参见廖凡、王斯曼：《略论人民银行与银监会监管职能的划分与协调》，载《金融法苑》2003年第8期，第53-54页。
See Greenspan, Financial Reforms and the Importance of a Decentralized Banking System, supra note 4.
参见郭雳：《中国银行业创新与发展的法律思考》，北京大学出版社2006年版，第55-72页。
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