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Jeffery E. Garten, “Self-regulation in the Global Context,” Columbia Busiesss Law Review (2000), p.34.
《新交所回避“监管责任”》，载《新京报》2004年12月18日A16版。
Adam C. Pritchard, “Self-regulation and Securities Markets,” Regulation, Spring 2003, p.38.
Roberta S. Karmel, “Turning Seats into Shares: Causes and Implications of Demutualization of Stock and Futures Exchanges,” Hastings L.J., vol. 53 (January 2002), p. 422.
Claire Grose, Demutualization of Exchanges-The conflicts of Interest(The Australian Regulator’s Experience), in Demutualization of Stock Exchange－Problems, Solutions and Case Studies, edited by Shamshad akhtar, Asian Development Bank, p160(2002).ASIX介入了该收购案，最终ASX和Computershare都未能成功收购SFE，SFE单独进行非互助化改造。
An Address by Jeffrey Lucy AM FCA, Chairman, Austrian Securities and Investments Commission (ASIC) to International Organization of Securities Commissions (IOSCO) Amman 2004 Annual Conference, May 20, 2004.
An Address by Jeffrey Lucy AM FCA, Chairman, Austrian Securities and Investments Commission (ASIC) to International Organization of Securities Commissions (IOSCO) Amman 2004 Annual Conference, May 20, 2004.
Shamshad Akhtar, “Demutualization of Asian Stock Exchanges－Critical Issues and Challenges,” in Demutualization of Stock Exchange－Problems, Solutions and Case Studies, edited by Shamshad akhtar, Asian Development Bank, p21(2002)..
“Reviewing U.S. Capital Market Structure: The New York Stock Exchange and Related Issues”, Statement of Marc E. Lackritz, President, Securities Industry Association, before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises Committee on Financial Services, U. S. House of Representatives, October 16, 2003. http://www.sia.com/testimony/html/lackritz10-15-03.html.
“Reviewing U.S. Capital Market Structure: The New York Stock Exchange and Related Issues”, Statement of Marc E. Lackritz, President, Securities Industry Association, before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises Committee on Financial Services, U. S. House of Representatives, October 16, 2003. http://www.sia.com/testimony/html/lackritz10-15-03.html.
Adam C. Pritchard, “Self-regulation and Securities Markets,” in Regulation, Spring 2003, p.39.
Benn Steil, “Changes in Ownership and Governance of Securities Exchanges: Causes and Consequences,” in Robert E. Litan and Anthony M. Santomero, eds. Brookings-Wharton Papers on Financial Services, Washington D. C. :Brookings Institution Press, 2002.
Reinventing Self-regulation, White Paper for the Securities Industry Association, January 5, 2000, updated by the SIA Staff, October 14, 2003, http://www.sia.com/market_structure/html/siawhitepaperfinal.htm.
Reinventing Self-regulation, White Paper for the Securities Industry Association, January 5, 2000, updated by the SIA Staff, October 14, 2003.
Securities Industry Board Endorses “Hybrid” Model to Enhance Benefits of Self-regulation for Investors, http:www.sia.com/press/html/pr-hybrid.html(2001/3/23).
Securities and Exchange Commission, Concept Release on Self-regulation, November 18, 2004, http://www.sec.gov/rules/concept/34-50700.htm.
Securities and Exchange Commission, Concept Release on Self-regulation, November 18, 2004, http://www.sec.gov/rules/concept/34-50700.htm.
台湾证券交易所汇编：《日本证券市场相关制度》（2004），第13－14页，资料来源：台湾证券交易所网站。
吴卓：《我国证券交易所法律形态和治理结构问题研究》，中国政法大学博士论文，2004年5月，第60页。
John W. Carson, Consultant for the World Bank, Conflicts of Interest in Self-regulation: Can Demutualized Exchanges successfully manage them? World Bank Policy Research Working Paper, December 2003.
《新京报》，2006年3月8日，B07版。
Robert K. Wilmouth, “How Demutualization and Emerging Electronic Markets Will Impact the Regulatory Landscape of the International Financial Services Industry,” Speech at the 26th Annual Conference of IOSCO, June 2001.
Jennifer Elliott, Demutualization of Securities Exchanges: A Regulatory Perspective, IMF Working Paper, 2002.
Caroline Bradley, “Demutualization of Financial Exchanges: Business as Usual? ” Northwestern Journal of International Law & Business, vol. 21 (Spring 2001), p.690.
Financial Services and Market Act 2000, Part Ⅴ, Section 72.
Rules of London Stock Exchange,12 January, 2004.
Financial Services and Market Act 2000, Part Ⅴ, Section 74,75,76,77.
Alistair Alcock, The Financial Services and Markets Act 2000: A Guide to the New Law, Jordan Publishing Ltd, 2002, p.200.
台湾证券交易所汇编：《英国证券市场相关制度》（2004），第34页，资料来源：台湾证券交易所网站。
台湾证券交易所汇编：《英国证券市场相关制度》（2004），第17页，资料来源：台湾证券交易所网站。
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